Chief Compliance Officer | 101 Blockchains

Chief Compliance Officer

Job Description

You will be responsible for building and managing a strong compliance program. You will advise on and monitor on a global arena compliance programs.  You will develop training programs and be a strong team leader at executive levels.

Requirements and Duties

  • Develop tools for assessment and compliance reviews for all policies and risk controls. Monitor closely to ensure all requirements are met.
  • Monitor that all federal, state and global laws and regulations are closely adhered to.
  • Set in place policies to ensure complete compliance with all company procedures worldwide.
  • Develop a close association with both engineering and product development teams to develop software that meets all challenges.
  • Set policies that will provide both guidance and detail compliance for both company officials and the Board of Directors.
  • Develop a program to improve compliance programs on an ongoing basis.
  • Make all necessary information available to senior company officials on all details referring to compliance.
  • Promote strong teamwork platform for the adherence to all compliance issues. Provide solutions for any issues or concerns that have been under investigation or evaluation.
  • Develop and implement programs for all employees through education, leadership, and support through a strong teamwork system.
  • Provide support for compliance with all regulatory and legal departments.
  • Ensure that all policies and any conflicts of interest are addresses fully and immediately.
  • Ensure all marketing material meets all requirements globally and in accordance with compliance programs.
  • The candidate will be senior advisor available to meet CLO daily.

What you will bring to work

  • Graduate from a credited law school with knowledge of compliance and regulatory enforcement
  • Hold an MBA, CPA, or financial experience.
  • Must have at least 15 years working with compliance matters.
  • Background in regulatory and compliance through government, the private sector, financial, or have worked in securities or employment in the compacity as a senior compliance officer.
  • Ability to work effectively with regulators at state, federal or global levels and with SEC and CFTC and/or global equivalent regulators.
  • Must have a strong background in team leadership and ability to develop and run team programs.
  • Must have highly developed ability at analytical problem solving and strong project management skills, ability to build strong relationships and work with others.
  • Strong analysis skills of regulatory problems or issues and ability to see what effect such issues may have on business.
  • Hols Compliance credentials or certificate.
  • FINRA registration preferred. Series 7 and 24.


About Company

circle blockchain company


A Global crypto finance company on a mission to make it possible for anyone, anywhere to help change the global economy Read More